The exchange as regulator

Virginia Law Review

Volumn 83, Issue 7, 1997, Pages 1453-

  Mahoney, Paul G ^a  

^a NONE

Author keywords

[No Author keywords available]

Indexed keywords

EID: 0013204251     PISSN: 00426601     EISSN: None     Source Type: Journal    
DOI: 10.2307/1073764     Document Type: Article

References (5)

1. See Multiple Access Ltd. v. McCutcheon [1982] 2 S.C.R. 161, 173; see also Multijurisdictional Disclosure, SEC Securities Act Release No. 6841, Exchange Act Release No. 27,055, 54 Fed. Reg. 32,226, 32,232 (1989), reprinted in 1989 Fed. Sec. L. Rep. (CCH) ¶ 84,432, at 80,289 (July 26, 1989).
2. See Multiple Access Ltd. v. McCutcheon [1982] 2 S.C.R. 161, 173; see also Multijurisdictional Disclosure, SEC Securities Act Release No. 6841, Exchange Act Release No. 27,055, 54 Fed. Reg. 32,226, 32,232 (1989), reprinted in 1989 Fed. Sec. L. Rep. (CCH) ¶ 84,432, at 80,289 (July 26, 1989).
3. See Multijurisdictional Disclosure and Modifications to the Current Registration and Reporting System for Canadian Issuers, SEC Securities Act Release No. 6902, 56 Fed. Reg. 30,036, 30,038 (1991), reprinted in 1991 Fed. Sec. L. Rep. (CCH) ¶ 84,812, at 81,865 (June 21, 1991).
4. See, e.g., Council Directive 93/22, 1993 O.J. (L 141) 27 (directive regarding investment services); Council Directive 89/298, 1989 O.J. (L 124) 8 (directive relating to content of prospectus for public offering).
5. See A.A. Sommer, Jr., IOSCO: Its Mission and Achievement, 17 Nw. J. Int'l L. & Bus. 15 (1996).