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Volumn 105, Issue 5, 1992, Pages 959-1003

Responsibility and the boundaries of the self

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EID: 0012568760     PISSN: 0017811X     EISSN: None     Source Type: Journal    
DOI: 10.2307/1341517     Document Type: Article
Times cited : (60)

References (112)
  • 1
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    • For a leading contemporary philosopher's testimony that the free will-determinism problem is far from solved, see THOMAS NAGEL, THE VIEW FROM NOWHERE 110-37 (1986). Nagel also believes "that the problem of responsibility is insoluble, or at least unsolved." Id. at 120.
    • (1986) The View from Nowhere , pp. 110-137
    • Nagel, T.1
  • 2
    • 85033317291 scopus 로고    scopus 로고
    • For a leading contemporary philosopher's testimony that the free will-determinism problem is far from solved, see THOMAS NAGEL, THE VIEW FROM NOWHERE 110-37 (1986). Nagel also believes "that the problem of responsibility is insoluble, or at least unsolved." Id. at 120.
    • The View from Nowhere , pp. 120
  • 3
    • 0004200551 scopus 로고
    • Consider Professor Packer's blunt move to short circuit the whole issue: "Very simply, the law treats man's conduct as autonomous and willed, not because it is, but because it is desirable to proceed as if it were." HERBERT L. PACKER, THE LIMITS OF THE CRIMINAL SANCTION 74-75 (1968).
    • (1968) The Limits of the Criminal Sanction , pp. 74-75
    • Packer, H.L.1
  • 4
    • 0003740191 scopus 로고
    • Notable recent examples include DEREK PARFIT, REASONS AND PERSONS (1984); MICHAEL J. SANDEL, LIBERALISM AND THE LIMITS OF JUSTICE (1982); and ROBERTO M. UNGER, PASSION (1984). For a related criticism of legal scholarship for its failure to consider the law-creating subject, see Pierre Schlag, The Problem of the Subject, 69 TEX. L. REV. 1627 (1991).
    • (1984) Reasons and Persons
    • Parfit, D.1
  • 5
    • 0004253960 scopus 로고
    • Notable recent examples include DEREK PARFIT, REASONS AND PERSONS (1984); MICHAEL J. SANDEL, LIBERALISM AND THE LIMITS OF JUSTICE (1982); and ROBERTO M. UNGER, PASSION (1984). For a related criticism of legal scholarship for its failure to consider the law-creating subject, see Pierre Schlag, The Problem of the Subject, 69 TEX. L. REV. 1627 (1991).
    • (1982) Liberalism and the Limits of Justice
    • Sandel, M.J.1
  • 6
    • 0642318814 scopus 로고
    • Notable recent examples include DEREK PARFIT, REASONS AND PERSONS (1984); MICHAEL J. SANDEL, LIBERALISM AND THE LIMITS OF JUSTICE (1982); and ROBERTO M. UNGER, PASSION (1984). For a related criticism of legal scholarship for its failure to consider the law-creating subject, see Pierre Schlag, The Problem of the Subject, 69 TEX. L. REV. 1627 (1991).
    • (1984) Passion
    • Unger, R.M.1
  • 7
    • 85088225646 scopus 로고
    • 69 TEX. L. REV. 1627
    • Notable recent examples include DEREK PARFIT, REASONS AND PERSONS (1984); MICHAEL J. SANDEL, LIBERALISM AND THE LIMITS OF JUSTICE (1982); and ROBERTO M. UNGER, PASSION (1984). For a related criticism of legal scholarship for its failure to consider the law-creating subject, see Pierre Schlag, The Problem of the Subject, 69 TEX. L. REV. 1627 (1991).
    • (1991) The Problem of the Subject
    • Schlag, P.1
  • 8
    • 0003639991 scopus 로고
    • Hazel E. Barnes trans.
    • JEAN-PAUL SARTRE, BEING AND NOTHINGNESS 707 (Hazel E. Barnes trans., 1956). I borrow Sartre's definition without subscribing to all his views on responsibility. Note that under Sartre's definition, the ascription of responsibility is independent of its possible incidents or consequences such as moral censure or punishment. For an example of the contrary view that collapses responsibility into its incidents, see 2 FITZJAMES STEPHEN, A HISTORY OF CRIMINAL LAW 183 (1883) ("[T]he meaning of responsibility is liability to punishment.").
    • (1956) Being and Nothingness , pp. 707
    • Sartre, J.-P.1
  • 9
    • 0004057548 scopus 로고
    • JEAN-PAUL SARTRE, BEING AND NOTHINGNESS 707 (Hazel E. Barnes trans., 1956). I borrow Sartre's definition without subscribing to all his views on responsibility. Note that under Sartre's definition, the ascription of responsibility is independent of its possible incidents or consequences such as moral censure or punishment. For an example of the contrary view that collapses responsibility into its incidents, see 2 FITZJAMES STEPHEN, A HISTORY OF CRIMINAL LAW 183 (1883) ("[T]he meaning of responsibility is liability to punishment.").
    • (1883) A History of Criminal Law , pp. 183
    • Stephen, F.1
  • 10
    • 84965939008 scopus 로고
    • H.L.A. Hart draws attention to the ambiguity of responsibility statements, although he construes it quite differently. See H.L.A. HART, PUNISHMENT AND RESPONSIBILITY 186, 196-97 (1968); see also id. at 210-30 (discussing other senses of responsibility).
    • (1968) Punishment and Responsibility , vol.186 , pp. 196-197
    • Hart, H.L.A.1
  • 11
    • 0004244925 scopus 로고    scopus 로고
    • discussing other senses of responsibility
    • H.L.A. Hart draws attention to the ambiguity of responsibility statements, although he construes it quite differently. See H.L.A. HART, PUNISHMENT AND RESPONSIBILITY 186, 196-97 (1968); see also id. at 210-30 (discussing other senses of responsibility).
    • Punishment and Responsibility , pp. 210-230
  • 12
    • 0344529726 scopus 로고
    • Collective Responsibility
    • A sense of responsibility that corresponds to what I call subject-responsibility is suggested in JOEL FEINBERG, Collective Responsibility, in DOING AND DESERVING 222, 250-51 (1970); and Eugene Schlossberger, Why We Are Responsible for Our Emotions, 95 MIND 37 (1986). An account of responsibility for emotions that is based on what I call object-responsibility may be found in Edward Sankowski, Responsibility of Persons for Their Emotions, 7 CAN. J. PHIL. 829 (1977).
    • (1970) Doing and Deserving , vol.222 , pp. 250-251
    • Feinberg, J.1
  • 13
    • 85088228303 scopus 로고
    • 95 MIND 37
    • A sense of responsibility that corresponds to what I call subject-responsibility is suggested in JOEL FEINBERG, Collective Responsibility, in DOING AND DESERVING 222, 250-51 (1970); and Eugene Schlossberger, Why We Are Responsible for Our Emotions, 95 MIND 37 (1986). An account of responsibility for emotions that is based on what I call object-responsibility may be found in Edward Sankowski, Responsibility of Persons for Their Emotions, 7 CAN. J. PHIL. 829 (1977).
    • (1986) Why We Are Responsible for Our Emotions
    • Schlossberger, E.1
  • 14
    • 0348166759 scopus 로고
    • 7 CAN. J. PHIL. 829
    • A sense of responsibility that corresponds to what I call subject-responsibility is suggested in JOEL FEINBERG, Collective Responsibility, in DOING AND DESERVING 222, 250-51 (1970); and Eugene Schlossberger, Why We Are Responsible for Our Emotions, 95 MIND 37 (1986). An account of responsibility for emotions that is based on what I call object-responsibility may be found in Edward Sankowski, Responsibility of Persons for Their Emotions, 7 CAN. J. PHIL. 829 (1977).
    • (1977) Responsibility of Persons for Their Emotions
    • Sankowski, E.1
  • 15
    • 0040941265 scopus 로고
    • A. Robert Caponigri trans.
    • The existentialists, primarily Sartre, are mostly associated with the former formulation. The latter formulation can be traced at least as far back as GIOVANNI PICO DELLA MIRANDOLA, ORATION ON THE DIGNITY OF MAN 5-13 (A. Robert Caponigri trans., 1956).
    • (1956) Oration on the Dignity of Man , pp. 5-13
    • Pico Della Mirandola, G.1
  • 16
    • 85088231715 scopus 로고    scopus 로고
    • SARTRE, supra note 4, at 309. Sartre uses this formula in, for example, his discussion of the body. See id.
    • SARTRE, supra note 4, at 309. Sartre uses this formula in, for example, his discussion of the body. See id.
  • 17
    • 84884097687 scopus 로고
    • Memory is perhaps the most widely discussed factor of personal identity; it strings together various events and links them to a single, continuous self. The locus classicus of this position is in JOHN LOCKE, AN ESSAY CONCERNING HUMAN UNDERSTANDING 558-66 (1879). For the most extensive contemporary treatment, see SYDNEY SHOEMAKER, SELF-KNOWLEDGE AND SELF-IDENTITY (1963).
    • (1879) An Essay Concerning Human Understanding , pp. 558-566
    • Locke, J.1
  • 18
    • 0003575399 scopus 로고
    • Memory is perhaps the most widely discussed factor of personal identity; it strings together various events and links them to a single, continuous self. The locus classicus of this position is in JOHN LOCKE, AN ESSAY CONCERNING HUMAN UNDERSTANDING 558-66 (1879). For the most extensive contemporary treatment, see SYDNEY SHOEMAKER, SELF-KNOWLEDGE AND SELF-IDENTITY (1963).
    • (1963) Self-knowledge and Self-identity
    • Shoemaker, S.1
  • 19
    • 85088228936 scopus 로고    scopus 로고
    • For an ingenious and sustained argument favoring the scalar view of the self, see PARFIT, supra note 3, at 199-306
    • For an ingenious and sustained argument favoring the scalar view of the self, see PARFIT, supra note 3, at 199-306.
  • 20
    • 0003346909 scopus 로고
    • Essays Identification and Externality
    • See Henry G. Frankfurt's essays Identification and Externality, in THE IMPORTANCE OF WHAT WE CARE ABOUT 58, 58-62 (1988), and Identification and Wholeheartedness, in id. at 159, 167-76.
    • (1988) The Importance of What We Care about , vol.58 , pp. 58-62
    • Frankfurt's, H.G.1
  • 21
    • 0001862709 scopus 로고    scopus 로고
    • Identification and Wholeheartedness
    • See Henry G. Frankfurt's essays Identification and Externality, in THE IMPORTANCE OF WHAT WE CARE ABOUT 58, 58-62 (1988), and Identification and Wholeheartedness, in id. at 159, 167-76.
    • The Importance of What We Care about , vol.159 , pp. 167-176
  • 22
    • 85088232183 scopus 로고    scopus 로고
    • note
    • This is why my body always extends across the tool which it utilizes: it is at the end of the cane on which I lean and against the earth; it is at the end of the telescope which shows me the stars; it is on the chair, in the whole house; for it is my adaptation to these tools. SARTRE, supra note 4, at 325. Compare Merleau-Ponty's view: "To get used to a hat, a car or a stick is to be transplanted into them, or conversely, to incorporate them into the bulk of our own body. . . . It is literally true that the subject who learns to type incorporates the key-bank space into his bodily space." M. MERLEAU-PONTY, PHENOMENOLOGY OF PERCEPTION 143, 145 (Colin Smith trans., 1962).
  • 23
    • 85088225466 scopus 로고    scopus 로고
    • note
    • John Dewey gave a similar description: A piano player who had perfect mastery of his instrument would have no occasion to distinguish between his contribution and that of the piano. In well-formed, smooth-running functions of any sort, - skating, conversing, hearing music, enjoying a landscape, - there is no consciousness of separation of the method of the person and of the subject matter. In whole-hearted play and work there is the same phenomenon. JOHN DEWEY, DEMOCRACY AND EDUCATION 195 (1916).
  • 24
    • 0003702370 scopus 로고
    • See ERVING GOFFMAN, ENCOUNTERS 85-152 (1961). The concept is applied in ERVING GOFFMAN, The Underlife of a Public Institution: A Study of Ways of Making Out in a Mental Hospital, in ASYLUMS: ESSAYS ON THE SOCIAL SITUATION OF MENTAL PATIENTS AND OTHER INMATES 171, 318-20 (1961).
    • (1961) Encounters , pp. 85-152
    • Goffman, E.1
  • 25
    • 33645740472 scopus 로고
    • The Underlife of a Public Institution: A Study of Ways of Making Out in a Mental Hospital
    • See ERVING GOFFMAN, ENCOUNTERS 85-152 (1961). The concept is applied in ERVING GOFFMAN, The Underlife of a Public Institution: A Study of Ways of Making Out in a Mental Hospital, in ASYLUMS: ESSAYS ON THE SOCIAL SITUATION OF MENTAL PATIENTS AND OTHER INMATES 171, 318-20 (1961).
    • (1961) Asylums: Essays on the Social Situation of Mental Patients and OTHER Inmates , vol.171 , pp. 318-320
    • Goffman, E.1
  • 26
    • 0003891615 scopus 로고
    • The primary modern text on the social origins of the self is GEORGE H. MEAD, MIND, SELF & SOCIETY (1934). For a more recent statement, see PETER L. BERGER & THOMAS LUCKMANN, THE SOCIAL CONSTRUCTION OF REALITY 173-80 (1966).
    • (1934) Mind, Self & Society
    • Mead, G.H.1
  • 27
    • 0003458607 scopus 로고
    • The primary modern text on the social origins of the self is GEORGE H. MEAD, MIND, SELF & SOCIETY (1934). For a more recent statement, see PETER L. BERGER & THOMAS LUCKMANN, THE SOCIAL CONSTRUCTION OF REALITY 173-80 (1966).
    • (1966) The Social Construction of Reality , pp. 173-180
    • Berger, P.L.1    Luckmann, T.2
  • 28
    • 85088230527 scopus 로고    scopus 로고
    • note
    • To say that the self is constructed of modular units is not to suggest any particular degree of uniformity of such units, nor to claim that any such unit cannot unravel into smaller units of modularity. For example, although a large modular unit under the description "Orthodox Jew" is available, it does not follow that one must espouse it in its entirety or not at all. One can pick subunits out of this package that are themselves modular. However, identifying and applying the appropriate means and criteria of such selective self-definition are difficult issues that I cannot discuss here.
  • 29
    • 85088226984 scopus 로고    scopus 로고
    • note
    • Sartre uses this peculiar verb in reference to the relationship between consciousness and the body: "It would be best to say, using 'exist' as a transitive verb - that consciousness exists its body." SARTRE, supra note 4, at 329. Conscious states, such as pain, are also "existed" by consciousness. Id. at 338.
  • 30
    • 85088226409 scopus 로고    scopus 로고
    • note
    • The occurrence of such an aberrant reaction, however, may assume different significance over time. For example, if such "aberrations" recur, they may have to be incorporated into the ever revisable picture of the total self and thus change its constitution.
  • 31
    • 85088227974 scopus 로고    scopus 로고
    • note
    • For example, an experience of shame is not a sufficient condition for responsibility when the experience results from a factual mistake: as it turns out, it was not really me who overturned the vase; it was the wind, or someone else.
  • 32
    • 85088223847 scopus 로고    scopus 로고
    • note
    • Here again, the simplest case is one that involves a factual mistake: I did not notice at first that it was my hand that overturned the vase.
  • 33
    • 85088225363 scopus 로고    scopus 로고
    • note
    • As in the corresponding case mentioned in note 18 above, persistent failure to assume a responsible stance under similar circumstances will eventually be incorporated in the total self and will suggest a revision of its boundaries.
  • 34
    • 85088229563 scopus 로고    scopus 로고
    • See supra pp. 962-63
    • See supra pp. 962-63.
  • 35
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    • See supra pp. 960-61
    • See supra pp. 960-61.
  • 37
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    • Reason and Responsibility in Aristotle
    • Amelie O. Rorty ed.
    • For an interpretation (or rather a reconstruction) of Aristotle's theory of moral responsibility that tries to avoid this problem, see T.H. Irwin, Reason and Responsibility in Aristotle, in ESSAYS ON ARISTOTLE'S ETHICS 117, 126-44 (Amelie O. Rorty ed., 1980).
    • (1980) Essays on Aristotle's Ethics , vol.117 , pp. 126-144
    • Irwin, T.H.1
  • 38
    • 0004305896 scopus 로고
    • H.J. Paton trans.
    • This is in one sense Kant's own solution; roughly, we are responsible not because we "will our will" but because we are our will as noumenal selves. See IMMANUEL KANT, GROUNDWORK OF THE METAPHYSICS OF MORALS 101-02 (H.J. Paton trans., 1948); see also Allen W. Wood, Kant's Compatibilism, in SELF AND NATURE IN KANT'S PHILOSOPHY 73 (Allen W. Wood ed., 1984) (defending Kant's reconciliation of freedom and determinism through the noumenal self).
    • (1948) Groundwork of the Metaphysics of Morals , pp. 101-102
    • Kant, I.1
  • 39
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    • Kant's Compatibilism
    • Allen W. Wood ed.
    • This is in one sense Kant's own solution; roughly, we are responsible not because we "will our will" but because we are our will as noumenal selves. See IMMANUEL KANT, GROUNDWORK OF THE METAPHYSICS OF MORALS 101-02 (H.J. Paton trans., 1948); see also Allen W. Wood, Kant's Compatibilism, in SELF AND NATURE IN KANT'S PHILOSOPHY 73 (Allen W. Wood ed., 1984) (defending Kant's reconciliation of freedom and determinism through the noumenal self).
    • (1984) Self and Nature in Kant's Philosophy , pp. 73
    • Wood, A.W.1
  • 40
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    • Freedom and Necessity
    • See, e.g., ALFRED J. AYER, Freedom and Necessity, in PHILOSOPHICAL ESSAYS 271 (1954); John V. Canfield, The Compatibility of Free Will and Determinism, PHIL. REV., July 1962, at 352, 352.
    • (1954) Philosophical Essays , pp. 271
    • Ayer, A.J.1
  • 42
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    • Responsibility for Self
    • Gary Watson ed.
    • Charles Taylor, Responsibility for Self, in FREE WILL 111, 112 (Gary Watson ed., 1982).
    • (1982) Free Will , vol.111 , pp. 112
    • Taylor, C.1
  • 43
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    • See id. at 126.
    • Free Will , pp. 126
  • 44
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    • note
    • Metaphors are supposed to carry us away, but hopefully not too far afield. These "dimensions" should not be reified and rigidly separated. They are merely heuristic aids meant to facilitate a mental grip on the unitary category of the self. As explained below, see infra PP. 980-82, the same phenomena can sometimes be explained by reference to different dimensions of the self.
  • 45
    • 85088228858 scopus 로고    scopus 로고
    • note
    • This is not to say that people are responsible for all the effects traceable to their bodies. In Part IV, I illustrate some of the ways in which one can try to avoid responsibility by distancing oneself from certain aspects of one's bodily existence.
  • 46
    • 85088224355 scopus 로고    scopus 로고
    • See infra Part V
    • 32 See infra Part V.
  • 47
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    • See Rylands v. Fletcher, 3 L.R.-E. & I. App. 330 (H.L. 1868)
    • See Rylands v. Fletcher, 3 L.R.-E. & I. App. 330 (H.L. 1868).
  • 48
    • 85088228655 scopus 로고    scopus 로고
    • See Page v. Hollingsworth, 7 Ind. 317 (1855)
    • See Page v. Hollingsworth, 7 Ind. 317 (1855).
  • 49
    • 0003719152 scopus 로고
    • 4th ed. (quoting 12 Hen. VII, Keilway 36, 72 Eng. Rep. 156)
    • The language used by the court in an old case to explain the defendant's tort liability for his straying animals is instructive on this point: "'[W]here my beasts of their own wrong without my will and knowledge break another's close I shall be punished, for I am the trespasser with my beasts . . . .'" WILLIAM L. PROSSER, HANDBOOK OF THE LAW OF TORTS 496 (4th ed. 1971) (quoting 12 Hen. VII, Keilway 36, 72 Eng. Rep. 156). On the identification of the owner with his slaves and property in old tort law, see John H. Wigmore, Responsibility for Tortious Acts: Its History, 7 HARV. L. REV. 315, 330-37 (1894).
    • (1971) Handbook of the Law of Torts , pp. 496
    • Prosser, W.L.1
  • 50
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    • 7 HARV. L. REV. 315, 330-37
    • The language used by the court in an old case to explain the defendant's tort liability for his straying animals is instructive on this point: "'[W]here my beasts of their own wrong without my will and knowledge break another's close I shall be punished, for I am the trespasser with my beasts . . . .'" WILLIAM L. PROSSER, HANDBOOK OF THE LAW OF TORTS 496 (4th ed. 1971) (quoting 12 Hen. VII, Keilway 36, 72 Eng. Rep. 156). On the identification of the owner with his slaves and property in old tort law, see John H. Wigmore, Responsibility for Tortious Acts: Its History, 7 HARV. L. REV. 315, 330-37 (1894).
    • (1894) Responsibility for Tortious Acts: Its History
    • Wigmore, J.H.1
  • 51
    • 0001985397 scopus 로고
    • John J. Lalor trans., 2d ed.
    • The most succinct statement of this view of property is probably von Jhering's: "Property is but the periphery of my person extended to things." RUDOLPH VON JHERING, THE STRUGGLE FOR LAW 59 (John J. Lalor trans., 2d ed. 1915). For a recent exposition of this perspective, see Margaret J. Radin, Property and Personhood, 34 STAN. L. REV. 957, 959 (1982).
    • (1915) The Struggle for Law , pp. 59
    • Von Jhering, R.1
  • 52
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    • 34 STAN. L. REV. 957, 959
    • The most succinct statement of this view of property is probably von Jhering's: "Property is but the periphery of my person extended to things." RUDOLPH VON JHERING, THE STRUGGLE FOR LAW 59 (John J. Lalor trans., 2d ed. 1915). For a recent exposition of this perspective, see Margaret J. Radin, Property and Personhood, 34 STAN. L. REV. 957, 959 (1982).
    • (1982) Property and Personhood
    • Radin, M.J.1
  • 53
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    • See supra note 12 and accompanying text
    • See supra note 12 and accompanying text.
  • 54
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    • See MERLEAU-PONTY, supra note 12, at 143
    • See MERLEAU-PONTY, supra note 12, at 143.
  • 55
    • 85088225658 scopus 로고
    • 7 U. BRIDGEPORT L. REV. 99, 121-24
    • Although the common law does not generally recognize parents' vicarious liability, many jurisdictions have statutory provisions to this effect. For a survey, see Note, Emogene C. Wilhelm, Vicarious Parental Liability in Connecticut: Is It Effective?, 7 U. BRIDGEPORT L. REV. 99, 121-24 (1986).
    • (1986) Vicarious Parental Liability in Connecticut: Is It Effective?
    • Wilhelm, E.C.1
  • 56
    • 85088225540 scopus 로고    scopus 로고
    • For one commentator's testimony of the difficulties encountered in this area, see GEORGE P. FLETCHER, RETHINKING CRIMINAL LAW § 8.5, at 649 (1978) ("Tort scholars have been puzzled for decades to explain the tort rule in employer liability cases.")
    • For one commentator's testimony of the difficulties encountered in this area, see GEORGE P. FLETCHER, RETHINKING CRIMINAL LAW § 8.5, at 649 (1978) ("Tort scholars have been puzzled for decades to explain the tort rule in employer liability cases.").
  • 58
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    • Moral Luck
    • See, e.g., THOMAS NAGEL, Moral Luck, in MORTAL QUESTIONS 24, 24 (1979); BERNARD WILLIAMS, Moral Luck, in MORAL LUCK 20, 20 (1981).
    • (1979) Mortal Questions , vol.24 , pp. 24
    • Nagel, T.1
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    • Moral Luck
    • See, e.g., THOMAS NAGEL, Moral Luck, in MORTAL QUESTIONS 24, 24 (1979); BERNARD WILLIAMS, Moral Luck, in MORAL LUCK 20, 20 (1981).
    • (1981) Moral Luck , vol.20 , pp. 20
    • Williams, B.1
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    • See WILLIAMS, supra note 42, at 20-22
    • See WILLIAMS, supra note 42, at 20-22.
  • 61
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    • See, e.g., FEINBERG, supra note 6, at 248-51
    • See, e.g., FEINBERG, supra note 6, at 248-51; Thomas R. Flynn, Collective Responsibility and Obedience to the Law, 18 GA. L. REV. 845, 846-52 (1984); Virginia Held, Moral Responsibility and Collective Action, in INDIVIDUAL AND COLLECTIVE RESPONSIBILITY 101, 108-09 (Peter A. French ed., 1972).
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    • 18 GA. L. REV. 845, 846-52
    • See, e.g., FEINBERG, supra note 6, at 248-51; Thomas R. Flynn, Collective Responsibility and Obedience to the Law, 18 GA. L. REV. 845, 846-52 (1984); Virginia Held, Moral Responsibility and Collective Action, in INDIVIDUAL AND COLLECTIVE RESPONSIBILITY 101, 108-09 (Peter A. French ed., 1972).
    • (1984) Collective Responsibility and Obedience to the Law
    • Flynn, T.R.1
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    • Moral Responsibility and Collective Action
    • Peter A. French ed.
    • See, e.g., FEINBERG, supra note 6, at 248-51; Thomas R. Flynn, Collective Responsibility and Obedience to the Law, 18 GA. L. REV. 845, 846-52 (1984); Virginia Held, Moral Responsibility and Collective Action, in INDIVIDUAL AND COLLECTIVE RESPONSIBILITY 101, 108-09 (Peter A. French ed., 1972).
    • (1972) Individual and Collective Responsibility , vol.101 , pp. 108-109
    • Held, V.1
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    • See, e.g., FEINBERG, supra note 6, at 233
    • See, e.g., FEINBERG, supra note 6, at 233.
  • 65
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    • note
    • "From our attribution of an action, and moral responsibility, to a collectivity, it does not follow that the collectivity's members are morally responsible for the action of the collectivity." Held, supra note 44, at 109 (footnote omitted).
  • 66
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    • The Non-Moral Notion of Collective Responsibility
    • supra note 44, at 119, 121-32
    • Thus, some writers deny the intelligibility of collective responsibility altogether. See, e.g., H.D. Lewis, The Non-Moral Notion of Collective Responsibility, in INDIVIDUAL AND COLLECTIVE RESPONSIBILITY, supra note 44, at 119, 121-32. Note that Lewis speaks only about responsibility "in the proper ethical sense," id. at 121, rather than in the more general sense addressed in this article.
    • Individual and Collective Responsibility
    • Lewis, H.D.1
  • 67
    • 85088232964 scopus 로고    scopus 로고
    • Thus, some writers deny the intelligibility of collective responsibility altogether. See, e.g., H.D. Lewis, The Non-Moral Notion of Collective Responsibility, in INDIVIDUAL AND COLLECTIVE RESPONSIBILITY, supra note 44, at 119, 121-32. Note that Lewis speaks only about responsibility "in the proper ethical sense," id. at 121, rather than in the more general sense addressed in this article.
    • Individual and Collective Responsibility , pp. 121
  • 69
    • 85088231303 scopus 로고    scopus 로고
    • note
    • My discussion focuses on the social or cultural meaning of "American identity," not on the possible formal meaning, as with citizenship requirements.
  • 70
    • 85088230613 scopus 로고    scopus 로고
    • note
    • The collective identity I describe admits the possibility of alienation: one can be distanced from a role with which one is generally expected to identify. Moreover, "alienation" here is not at all a negative term. Depending on the nature of the role, one may be better off, ethically speaking, being alienated from it than identifying with it.
  • 71
    • 84890587072 scopus 로고    scopus 로고
    • My Lai and Vietnam: The Issues of Responsibility
    • supra note 44, at 145, 155-57, 161-63
    • See Stanley Bates, My Lai and Vietnam: The Issues of Responsibility, in INDIVIDUAL AND COLLECTIVE RESPONSIBILITY, supra note 44, at 145, 155-57, 161-63.
    • Individual and Collective Responsibility
    • Bates, S.1
  • 72
    • 85088228355 scopus 로고
    • 43 HARV. L. REV. 689, 717
    • [I]t is of the very essence of our deep-rooted notions of criminal liability that guilt be personal and individual . . . ." Francis B. Sayre, Criminal Responsibility for the Acts of Another, 43 HARV. L. REV. 689, 717 (1943).
    • (1943) Criminal Responsibility for the Acts of Another
    • Sayre, F.B.1
  • 73
    • 85088226341 scopus 로고    scopus 로고
    • WAYNE R. LAFAVE & AUSTIN W. SCOTT, JR., HANDBOOK OF CRIMINAL LAW § 6.8, at 588 (2d ed. 1986) (footnote omitted)
    • WAYNE R. LAFAVE & AUSTIN W. SCOTT, JR., HANDBOOK OF CRIMINAL LAW § 6.8, at 588 (2d ed. 1986) (footnote omitted).
  • 74
    • 85088228722 scopus 로고    scopus 로고
    • Id. § 6.8, at 590 (footnote omitted)
    • Id. § 6.8, at 590 (footnote omitted).
  • 76
    • 85088225926 scopus 로고    scopus 로고
    • See People v. Kessler, 315 N.E.2d 29, 30-31 (Ill. 1974)
    • See People v. Kessler, 315 N.E.2d 29, 30-31 (Ill. 1974).
  • 77
    • 85088231678 scopus 로고    scopus 로고
    • note
    • This does not amount to an endorsement of the decision or the doctrine. Responsibility, as discussed in this Article, is a necessary but not a sufficient ground for criminal liability; the latter also requires blame. The conclusion that the defendant is not responsible for an offense precludes liability, but finding responsibility does not by itself authorize criminal punishment. Further conditions of blameworthiness must be satisfied, but they fall outside my present topic.
  • 78
    • 85088223743 scopus 로고    scopus 로고
    • 1 W.L.R. 317 (1955)
    • 1 W.L.R. 317 (1955).
  • 79
    • 85088227997 scopus 로고    scopus 로고
    • See id. at 317
    • See id. at 317.
  • 80
    • 85088228498 scopus 로고    scopus 로고
    • See id. at 322-24
    • See id. at 322-24.
  • 81
    • 5644303072 scopus 로고
    • Criminal law theory casts this issue as a dispute over the adequate definition of "act" - that is, whether the definition should include a reference to the element of voluntariness. See, e.g., HERBERT MORRIS, FREEDOM AND RESPONSIBILITY 105-07 (1961).
    • (1961) Freedom and Responsibility , pp. 105-107
    • Morris, H.1
  • 82
    • 85088231406 scopus 로고    scopus 로고
    • note
    • There are in fact references in the decision to the impairment of Charlson's self-control as a result of the tumor. See Charlson, 1 W.L.R. at 320-22.
  • 83
    • 85088230979 scopus 로고    scopus 로고
    • note
    • The relationship between sexuality and the self has important constitutional ramifications. See Bowers v. Hardwick, 478 U.S. 186, 203-13 (1985) (Blackmun, J., dissenting). In arguing against the constitutionality of a Georgia statute criminalizing sodomy, the Bowers dissent relies on "[t]he fact that individuals define themselves in a significant way through their intimate sexual relationships with others." Id. at 205.
  • 85
    • 85088229876 scopus 로고    scopus 로고
    • 2 All E.R. 801 (H.L. 1952)
    • 2 All E.R. 801 (H.L. 1952).
  • 86
    • 85088225158 scopus 로고    scopus 로고
    • See id. at 802
    • See id. at 802.
  • 87
    • 85088232319 scopus 로고    scopus 로고
    • See id. at 803
    • See id. at 803.
  • 88
    • 85088225416 scopus 로고    scopus 로고
    • MODEL PENAL CODE § 210.3(1)(b) (Proposed Official Draft 1962)
    • MODEL PENAL CODE § 210.3(1)(b) (Proposed Official Draft 1962).
  • 89
    • 85088226123 scopus 로고    scopus 로고
    • MODEL PENAL CODE AND COMMENTARIES Part II § 210.3, at 56 (Official Draft and Revised Comments 1980)
    • MODEL PENAL CODE AND COMMENTARIES Part II § 210.3, at 56 (Official Draft and Revised Comments 1980).
  • 92
    • 85088228068 scopus 로고    scopus 로고
    • FLETCHER, supra note 40, § 4.2, at 247
    • FLETCHER, supra note 40, § 4.2, at 247.
  • 93
    • 85088225759 scopus 로고    scopus 로고
    • Id.
    • Id.
  • 94
    • 85088231876 scopus 로고    scopus 로고
    • Id. § 4.2, at 249
    • Id. § 4.2, at 249.
  • 95
    • 85088228331 scopus 로고    scopus 로고
    • Id. § 6.8, at 513
    • Id. § 6.8, at 513.
  • 96
    • 85088225980 scopus 로고    scopus 로고
    • Id. § 6.8, at 513-14
    • Id. § 6.8, at 513-14.
  • 97
    • 85088231493 scopus 로고    scopus 로고
    • note
    • The ordinary use of these terms only approximates the conceptual distinction I want to make.
  • 98
    • 0003752832 scopus 로고
    • For the centrality of the notion of "coping" in Heidegger's conception of the self, see HUBERT L. DREYFUS, BEING-IN-THE-WORLD 67-75 (1991).
    • (1991) Being-in-the-world , pp. 67-75
    • Dreyfus, H.L.1
  • 99
    • 85088226955 scopus 로고    scopus 로고
    • note
    • These two interpretations of duress seen as an excuse are elaborated in FLETCHER, supra note 40, §§ 10.3-10.3.4, at 798-810.
  • 100
    • 85088229750 scopus 로고    scopus 로고
    • note
    • 378 A.2d 755 (N.J. 1977). Dr. Toscano, a chiropractor, was charged with aiding the preparation of a fraudulent insurance claim by making out a false medical report and was convicted of conspiring to obtain money by false pretenses. Toscano claimed that he had been under threats to his own and his wife's safety. The conviction was reversed on appeal. See id. at 756-57.
  • 101
    • 85088229484 scopus 로고
    • 49 S. CAL. L. REV. 385, 394-98
    • Judge Bazelon has argued for an expanded insanity defense that extends to extreme social deprivation. See David L. Bazelon, The Morality of the Criminal Law, 49 S. CAL. L. REV. 385, 394-98 (1976); see also Richard Delgado, Rotten Social Background: Should the Criminal Law Recognize a Defense of Severe Environmental Deprivation?, 3 L. & INEQ. J, 9, 12 (1985) (urging serious consideration of a "rotten social background" defense).
    • (1976) The Morality of the Criminal Law
    • Bazelon, D.L.1
  • 102
  • 104
    • 85088223635 scopus 로고    scopus 로고
    • note
    • Blackstone, for example, lists the execution of condemned criminals as the first item in his discussion of justified homicide; self-defense appears later in that discussion. See 4 WILLIAM BLACKSTONE, COMMENTARIES *178.
  • 105
    • 85088227327 scopus 로고    scopus 로고
    • note
    • She does not, of course, deny her equal share of the collective responsibility for the execution.
  • 106
    • 85088232561 scopus 로고    scopus 로고
    • See supra pp. 985-89
    • See supra pp. 985-89.
  • 107
    • 85088230563 scopus 로고    scopus 로고
    • See supra p. 967
    • See supra p. 967.
  • 108
    • 0009852899 scopus 로고    scopus 로고
    • Ruthlessness in Public Life
    • supra note 42, at 75
    • On the notion of "dirty hands," see THOMAS NAGEL, Ruthlessness in Public Life, in MORTAL QUESTIONS, supra note 42, at 75; BERNARD WILLIAMS, Politics and Moral Character, in MORAL LUCK, supra note 42, at 54; Michael Walzer, Political Action: The Problem of Dirty Hands, in WAR AND MORAL RESPONSIBILITY 62 (M. Cohen, T. Nagel & T. Scanlon eds., 1974).
    • Mortal Questions
    • Nagel, T.1
  • 109
    • 0039500616 scopus 로고    scopus 로고
    • Politics and Moral Character
    • supra note 42, at 54
    • On the notion of "dirty hands," see THOMAS NAGEL, Ruthlessness in Public Life, in MORTAL QUESTIONS, supra note 42, at 75; BERNARD WILLIAMS, Politics and Moral Character, in MORAL LUCK, supra note 42, at 54; Michael Walzer, Political Action: The Problem of Dirty Hands, in WAR AND MORAL RESPONSIBILITY 62 (M. Cohen, T. Nagel & T. Scanlon eds., 1974).
    • Moral Luck
    • Williams, B.1
  • 110
    • 7444256978 scopus 로고
    • Political Action: The Problem of Dirty Hands
    • M. Cohen, T. Nagel & T. Scanlon eds.
    • On the notion of "dirty hands," see THOMAS NAGEL, Ruthlessness in Public Life, in MORTAL QUESTIONS, supra note 42, at 75; BERNARD WILLIAMS, Politics and Moral Character, in MORAL LUCK, supra note 42, at 54; Michael Walzer, Political Action: The Problem of Dirty Hands, in WAR AND MORAL RESPONSIBILITY 62 (M. Cohen, T. Nagel & T. Scanlon eds., 1974).
    • (1974) War and Moral Responsibility , pp. 62
    • Walzer, M.1
  • 111
    • 85088229053 scopus 로고    scopus 로고
    • note
    • See generally LAFAVE & SCOTT, supra note 53, § 3.3, at 211-12 (discussing the duty to rescue in Anglo-American law).


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