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Volumn 33, Issue 1, 2002, Pages 123-146

Identification of leadership among the KMT Yunnanese Chinese in northern Thailand

Author keywords

[No Author keywords available]

Indexed keywords

LEADERSHIP; PATRON-CLIENT RELATIONS; POLITICAL THEORY;

EID: 0008627083     PISSN: 00224634     EISSN: 14740680     Source Type: Journal    
DOI: 10.1017/S0022463402000061     Document Type: Article
Times cited : (18)

References (162)
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    • The last trip of fieldwork also covered the area of upper Burma. Of the 25 Yunnanese villages, three are not counted as 'KMT villages' because their association with the former KMT armies was not as direct. For the classification of Yunnanese villages, see Wen-Chin Chang, 'Beyond the Military: The Complex Migration and Resettlement of the KMT Yunnanese Chinese in Northern Thailand' (Ph.D. diss., K.U. Leuven, Belgium, 1999), pp. 92-104.
    • (1999) Beyond the Military: The Complex Migration and Resettlement of the KMT Yunnanese Chinese in Northern Thailand , pp. 92-104
    • Chang, W.-C.1
  • 2
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    • For a very good summary of studies on the Chinese in Thailand by researchers of different disciplines, see Jennifer W. Cushman. 'The Chinese in Thailand', in The Ethnic Chinese in the Asean States, Bibliographical Essays, ed. Leo Suryadinata (Singapore: Institute of Southeast Asia Studies, 1989), pp. 221-59.
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    • The rural "haw" (Yunnanese Chinese) of northern Thailand
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    • F.W. Mote, 'The Rural "Haw" (Yunnanese Chinese) of Northern Thailand', in Southeast Asian Tribes, Minorities and Nations, ed. Peter Kunstadter (Princeton: Princeton University Press, 1967), pp. 487-524;
    • (1967) Southeast Asian Tribes, Minorities and Nations , pp. 487-524
    • Mote, F.W.1
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    • The Yunnanese ("Ho") Muslims of Thailand
    • paper presented at the, August 22-24, Bangkok
    • Andrew D.W. Forbes, 'The Yunnanese ("Ho") Muslims of Thailand', paper presented at the International Conference on Thai Studies, August 22-24, 1984, Bangkok;
    • (1984) International Conference on Thai Studies
    • Forbes, A.D.W.1
  • 8
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    • The "Cin-Ho" (Yunnanese Chinese) caravan trade with north Thailand during the late nineteenth and early twentieth centuries
    • Andrew D.W. Forbes, idem., 'The "Cin-Ho" (Yunnanese Chinese) Caravan Trade with North Thailand during the Late Nineteenth and Early Twentieth Centuries', Journal of Asian History, 21, 1 (1987): 1-47.
    • (1987) Journal of Asian History , vol.21 , Issue.1 , pp. 1-47
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    • Li Xiangeng, Fenzhan yisheng [A life of struggles] (Taipei: Chaituan faren lixiangeng kuaiji wenjiao jijinhui chuban, 1988);
    • (1988) Fenzhan Yisheng [A Life of Struggles]
    • Li, X.1
  • 17
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    • [Bo Yang], (Taipei: Xingguang chubanshe, [1961])
    • Deng Kebao [Bo Yang], Yi yu [Strange land] (Taipei: Xingguang chubanshe, 1991 [1961]);
    • (1991) Yi Yu [Strange Land]
    • Deng, K.1
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    • Taipei: Dashou wenhua shiye gufen youxian gongsi
    • Xu Renxiu, Yingsu biancheng [Poppy frontier] (Taipei: Dashou wenhua shiye gufen youxian gongsi, 1993);
    • (1993) Yingsu Biancheng [Poppy Frontier]
    • Xu, R.1
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    • Taipei: Fengyun shidai chuban youxian gongsi
    • Zhao Yongmin and Jie Bowei, Yiyu gujun de zhenshi [The true story of KMT stragglers in a strange land] (Taipei: Fengyun shidai chuban youxian gongsi, 1994). (The latter book was first published in Beijing in 1993; it was revised and expanded and then republished in Taiwan.) Except for the last three works, which cover the life of the KMT Yunnanese Chinese after the 1960s, these sources only deal with the period in Burma. In Taiwan there is a voluminous quantity of official documents about the KMT forces in Burma and northern Thailand. Prior to 1999, they were classified as confidential files and not open to civilians. While writing my dissertation, I used a portion of the files, obtained through special access. Tan Yihui, a scholar in Taiwan, is currently working on the files and plans to publish the research results in the near future.
    • (1994) Yiyu Gujun de Zhenshi [The True Story of KMT Stragglers in a Strange Land]
    • Zhao, Y.1    Jie, B.2
  • 25
    • 0008638874 scopus 로고
    • Jianghong zaji: Hozu yu Yunnanren
    • It is not clear at what point 'Ho' began to include Yunnanese Muslims
    • Li Fuyi, 'Jianghong zaji: Hozu yu Yunnanren' [The Ho ethnic group and the Yunnanese], Yunnan wenxian, 6 (1976): 31-4. It is not clear at what point 'Ho' began to include Yunnanese Muslims.
    • (1976) Yunnan Wenxian , vol.6 , pp. 31-34
    • Li, F.1
  • 27
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    • From war refugees to immigrants: The case of the KMT Yunnanese Chinese in northern Thailand
    • forthcoming
    • A closely related subject that I have dealt with concerns the transformation of the people's migration patterns over different generations and places; see Wen-Chin Chang, 'From War Refugees to Immigrants: The Case of the KMT Yunnanese Chinese in Northern Thailand", International Migration Review (2001), forthcoming.
    • (2001) International Migration Review
    • Chang, W.-C.1
  • 28
    • 33845809085 scopus 로고
    • Burma's economic and diplomatic relations with india and China from early medieval sources
    • Janice Stargardt, 'Burma's Economic and Diplomatic Relations with India and China from Early Medieval Sources', Journal of the Economic and Social History of the Orient, 14, 1 (1971): 40.
    • (1971) Journal of the Economic and Social History of the Orient , vol.14 , Issue.1 , pp. 40
    • Stargardt, J.1
  • 29
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    • Han tangzhi song yuan shiji zai miandian de huaren
    • Chen Ruxing, 'Han Tangzhi Song Yuan shiji zai Miandian de Huaren' [Chinese in Burma during the Han, Tang, Song and Yuan periods], Haiwai huaren yanjiu, 2 (1992): 41-57;
    • (1992) Haiwai Huaren Yanjiu , vol.2 , pp. 41-57
    • Chen, R.1
  • 32
    • 33845781466 scopus 로고    scopus 로고
    • Han Tang shiji Chuan Dian Mian Yin zhijian de jiaowang
    • Shen Xu, idem., 'Han Tang shiji Chuan Dian Mian Yin zhijian de jiaowang' [The interrelations between Sichuan, Yunnan, Burma and India during the Han and Tang periods], Yunnan shehui kexue, 1 (1996): 61-8.
    • (1996) Yunnan Shehui Kexue , vol.1 , pp. 61-68
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    • Shubu Qiongzu chuanzhi Daxia lujing de lice
    • Sang Xiaoyun, 'Shubu Qiongzu chuanzhi Daxia lujing de lice' [Speculation concerning the trading route from Yunnan to Afghanistan], Zhongyanyuan lishi yuyan yanjiusuo jikan, 41, 1 (1969): 67-86;
    • (1969) Zhongyanyuan Lishi Yuyan Yanjiusuo Jikan , vol.41 , Issue.1 , pp. 67-86
    • Sang, X.1
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    • Rao Zongyi, 'Shubu yu Cinapatta - lun zaoqi Zhong Yin Mian zhi jiaotong' [Trading networks among China, India and Burma in early times], Zhongyanynan lishi yuyan yanjiusuo jikan, 45, 4 (1974): 561-83;
    • (1974) Zhongyanynan Lishi Yuyan Yanjiusuo Jikan , vol.45 , Issue.4 , pp. 561-583
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  • 38
    • 33845738701 scopus 로고    scopus 로고
    • Lun Yunnan gudai Hanzu rudian gaiyao
    • ed. Institute of History, Yunnan Academy of Social Sciences (Kunming: Yunnan minzu chubanshe)
    • Wang Yizhi, 'Lun Yunnan gudai Hanzu rudian gaiyao' [Han immigration into Yunnan in ancient times], in Zhongguo Xinan wenhua yanjiu 2, ed. Institute of History, Yunnan Academy of Social Sciences (Kunming: Yunnan minzu chubanshe, 1997), pp. 87-103.
    • (1997) Zhongguo Xinan Wenhua Yanjiu , vol.2 , pp. 87-103
    • Wang, Y.1
  • 39
    • 33845726968 scopus 로고
    • Kunming: Yunnan renmin chubanshe
    • The Mongols conquered several Islamic kingdoms in the area and took back a great number of Muslims who were recruited into the armies; see Yang Zhaojun et al., Yunnan Huizushi [History of the Yunnanese Muslims] (Kunming: Yunnan renmin chubanshe, 1994).
    • (1994) Yunnan Huizushi [History of the Yunnanese Muslims]
    • Yang, Z.1
  • 43
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    • London: C.K. Paul & Co.
    • However, I do not agree with Forbes and some nineteenth-century British authors who argue that the caravan trade was predominantly controlled by the Yunnanese Muslims; see Albert Fytche, Burma Past and Present, with Personal Reminiscences of the Country (London: C.K. Paul & Co., 1878);
    • (1878) Burma Past and Present, with Personal Reminiscences of the Country
    • Fytche, A.1
  • 47
    • 33845806088 scopus 로고    scopus 로고
    • and the discussion in Forbes, 'The Yunnanese ("Ho") Muslims" and 'The "Cin-Ho"'. For arguments against this view, drawing on historical material, see Hill, Merchants and Migrants, p. 50,
    • Merchants and Migrants , pp. 50
    • Hill1
  • 49
    • 33845781001 scopus 로고    scopus 로고
    • note
    • My preliminary field study in Burma (from 9 November to 7 December 2000), indicating active commercial undertakings by Yunnanese Chinese traders between Yunnan and Burma over the last 500 years, corresponds to their analysis.
  • 53
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    • Yunnan mabang gushi
    • Ma Shitu, 'Yunnan mabang gushi' [Episodes of Yunnanese caravan trade], Yunnan wenxian, 15 (1985): 152-5;
    • (1985) Yunnan Wenxian , vol.15 , pp. 152-155
    • Ma, S.1
  • 54
    • 33845730291 scopus 로고
    • Minguo shiqi dali fengyi de mabang
    • ed. Yang Shi (Kunming: Yunnan renmin chubanshe)
    • Wang Yingpeng, 'Minguo shiqi dali fengyi de mabang' [The caravans of Dali and Fengyi during the Republican period], in Yunnan jinchuko mnoyi [The import-export trade of Yunnan], ed. Yang Shi (Kunming: Yunnan renmin chubanshe, 1993), pp. 309-17;
    • (1993) Yunnan Jinchuko Mnoyi [The Import-export Trade of Yunnan] , pp. 309-317
    • Wang, Y.1
  • 59
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    • The Panthay (Chinese Muslims) of Burma and Yunnan
    • During the period of the Muslim Rebellion (1854-1874), caravan trade was partially interrupted between Bhamo (in northern Burma) and Tengyue (present day Tengchong in western Yunnan); see Moshe Yegar, 'The Panthay (Chinese Muslims) of Burma and Yunnan', Journal of Southeast Asian History, 7, 1 (1966): 73-85;
    • (1966) Journal of Southeast Asian History , vol.7 , Issue.1 , pp. 73-85
    • Yegar, M.1
  • 62
    • 33845802444 scopus 로고
    • Rangoon: Office of the Superintendent, Government Printing, Burma
    • and G.W. Dawson, Burma Gazetteer: The Bhamo District (Rangoon: Office of the Superintendent, Government Printing, Burma, 1912).
    • (1912) Burma Gazetteer: The Bhamo District
    • Dawson, G.W.1
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    • Ministry of Information, Union of Burma, (Rangoon: Ministry of Information)
    • Ministry of Information, Union of Burma, The Kuomintang Aggression Against Burma (Rangoon: Ministry of Information, 1953);
    • (1953) The Kuomintang Aggression Against Burma
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    • International factors in the formation of refugee movements
    • Studies on refugee warriors include Aristide R. Zolberg, Astri Suhrke, and Sergio Aguayo, 'International Factors in the Formation of Refugee Movements', International Migration Review, 20, 2 (1986): 151-69;
    • (1986) International Migration Review , vol.20 , Issue.2 , pp. 151-169
    • Zolberg, A.R.1    Suhrke, A.2    Aguayo, S.3
  • 69
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    • Ministry of Defense, Taiwan, Taipei: Guofangbu shizhengju, Illustration 6
    • The number of guerrilla forces had reached 16,068 by December 1953 (Ministry of Defense, Taiwan, Dianmian bianqu youji zhanshi [History of guerrilla wars in the Sino-Burmese border region] [Taipei: Guofangbu shizhengju, 1964], Illustration 6). The first group of evacuees numbered 6,750, (pp. 60-82, 364-71). Although the number of remaining guerrillas was nearly 10,000, (pp. 91, 97, 229), the number of evacuees in the second evacuation totaled 4,406 (pp. 100-110). Many of the evacuees in both rounds were actually civilian refugees. There are no reliable data on the total numbers of civilian refugees in Burma in different periods. They may have been several times larger than the numbers of guerrillas. According to informants, most Yunnanese refugees stayed in the areas controlled by the guerrilla troops in order for protection.
    • (1964) Dianmian Bianqu Youji Zhanshi [History of Guerrilla Wars in the Sino-Burmese Border Region]
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    • note
    • According to a mimeographed document of the former Third Army provided by an informant, 1,747 soldiers remained in the army after the evacuation. The Fifth Army's numbers are believed to have been slightly smaller, probably around 1,500.
  • 71
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    • Chiang Mai Province Development Center for Civil Servants, Chiang Mai: Development Center for Civil Servants
    • Chiang Mai Province Development Center for Civil Servants, 'Adid thahan Jin Khanachad' [The former Chinese Nationalist troops] (Chiang Mai: Development Center for Civil Servants, 1994).
    • (1994) 'Adid Thahan Jin Khanachad' [The Former Chinese Nationalist Troops]
  • 73
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    • note
    • By the end of the 1960s, the number of soldiers in the Third Army had reached more than 3,000, and the Fifth Army's strength was about 2,500. From the end of 1970 onwards, Li and Duan were each receiving 250,000 baht per month from the Thai government, which was intended for the upkeep of 700 soldiers in each army. This amount of money was granted until 1983; from 1984 onwards, the amount was gradually reduced.
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    • Besides the KMT villages, there are a large number of villages that were initially inhabited solely by other rural minorities, hill tribe people or local Northern Thai, but who were later joined by Yunnanese refugees. These refugees included ex-KMT guerrilla remnants, veterans from the armies of Generals Li and Duan, army deserters and civilians. The Yunnanese are in a minority in these villages. According to a 1994 survey carried out by a Taiwan semi-official work group, the number of villages inhabited by Yunnanese was 77, with a total population of 89,018; the Yunnanese Han accounted for about 60 per cent (around 54,000). In a few KMT villages, there were also small numbers of Yunnanese Muslims, see Chang, 'Beyond the Military', pp. 111-17.
    • Beyond the Military , pp. 111-117
    • Chang1
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    • Ithaca: Cornell University Press
    • Other subjects treated by patron-client studies have included relations between master and apprentice, landlord and tenant, government official and civilian, godfather and family of the godchild, lawyer and client, etc. Some studies, by contrast, indicate the existence of egalitarian societies, e.g. the Nuer of Southern Sudan, where the role of leadership in such societies is very attenuated, if not at all absent; see F.G. Bailey, Humbuggery and Manipulation: The Art of Leadership (Ithaca: Cornell University Press, 1998), p. 38.
    • (1998) Humbuggery and Manipulation: The Art of Leadership , pp. 38
    • Bailey, F.G.1
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    • The three basic features are derived from the following works: Jeremy Boissevain, 'Patronage in Sicily', Man, 1 (1966): 18-33;
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    • Eric R. Wolf, 'Kinship, Friendship, and Patron-Client Relations in Complex Societies', in The Social Anthropology of Complex Societies, ed. Michael Banton (London: Tavistock, 1966), pp. 1-22;
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    • See also Luis Roniger, 'Modern Patron-Client Relations and Historical Clientelism: Some Clues from Ancient Republican Rome', Archives Européennes de Sociologie, 24 (1983): 63-95;
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    • 14, 27
    • The dual identity of being Chinese and Yunnanese (Ho/Haw) is the main theme of Hill's dissertation, 'Familiar Strangers'. Although I do not focus on the same group of subjects as Hill, and do not share completely identical views with her, her research remains an important inspiration to me; see Hill, Merchants and Migrants, pp. 7, 14, 27;
    • Merchants and Migrants , pp. 7
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    • Chang, 'Beyond the Military', Ibid., pp. 111-25. The term la is difficult to translate accurately in this context. It refers to the Han perception that although they live peacefully with their Muslim neighbors, these relationships can be somewhat burdensome. For example, a Han host must prepare both a 'beef banquet' and a 'pork banquet' when inviting Muslim guests, but conversely a Muslim host can simply serve beef to his Han guests. Also, part of the daily prayers at the local mosque are broadcast through loudspeakers, and the whole village is obliged to listen.
    • Beyond the Military , pp. 111-125
    • Chang1
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    • (1967) Peasant Society: A Reader , pp. 279-293
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    • note
    • Sometimes the number of mules in a large caravan could reach 700 to 800. Each mule could carry 40 zuai of opium; one zuai is equal to around 1.5 kilos.
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    • 23 July
    • Bangkok Post, 23 July 1974.
    • (1974) Bangkok Post
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    • note
    • According to a mimeographed document of the Third Army, income it earned as 'escort fees' from 1961 to 1965 totalled 11,965,700 baht, and the profits made from the trade during the same period totalled 7,637,220 baht. However, these amounts may be much smaller than the actual amounts in that the document was a report submitted to Taiwan which contained a request for financial help; it would have been unwise to reveal the full income earned from the trade.
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    • However, these 26 tonnes were not pure opium. Several informants in Ban Mai said that villagers were ordered to produce soybean lees that were then added to the opium to increase the total quantity; see also McCoy, Politics of Heroin, ibid., p. 417,
    • Politics of Heroin , pp. 417
    • McCoy1
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    • 14 November
    • and The Nation, 14 November 1973.
    • (1973) The Nation
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    • note
    • Although former KMT officers generally denied that the drug trade continued after the 'handover', a hand-written document from the mid-1970s (provided by a second-generation Yunnanese whose father was a former KMT troop leader) disproves the claim. It records the code number of each transition station for radio communication and the codewords used for different types of drugs.
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    • Khun Sa founded the Shan United Army and claimed to fight for the independence of the Shan people in Burma, but, his claim was regarded as a pretext for his involvement in drug trafficking. Many of his officers had been KMT guerrillas, and it was said that in the early stages of his career, he received some weapons from General Li. With an increase in his grip on power, he wanted to control the opium trade and refused to pay Li and Duan taxes when passing through their territories. The two commanders collaborated to punish Khun Sa for challenging their authority. Details of the battle are in McCoy, Politics of Heroin, pp. 333-4,
    • Politics of Heroin , pp. 333-334
    • McCoy1
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    • Y.C. Ambrose King, 'The Individual and Group in Confuciansim: A Relational Perspective', in Individualism and Holism, ed. Donald J. Munro (Ann Arbor: University of Michigan Center for Chinese Studies, 1985), p. 58.
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    • Patriarchalism in imperial China and western Europe: A revision of Weber's sociology of domination
    • Gary G. Hamilton, 'Patriarchalism in Imperial China and Western Europe: A Revision of Weber's Sociology of Domination', Theory and Society, 13, 3 (1984): 408. Hamilton criticizes Weber for misinterpreting the Chinese patriarchal system and for equating the Chinese cultural value of filial piety with the Western concept of patria potestas. He explains that the latter actually means power whereas the former means obedience; unlike Chinese patriarchalism, Western patriarchalism results in the institutionalisation of power and justification.
    • (1984) Theory and Society , vol.13 , Issue.3 , pp. 408
    • Hamilton, G.G.1
  • 144
    • 0004076879 scopus 로고    scopus 로고
    • The term 'clan' is loosely used in this section. Hsu defines it in terms of unilateral descent, whereby its origin is traced to a male ancestor (Francis L.K. Hsu, Under the Ancestors' Shadow: Chinese Culture and Personality, ibid., p 122). But if we follow Freedman's definition of lineage - a permanent organised group with common property, ritual obligations and privileges entailed in the property - then we may also refer to the KMT communities as two 'quasi-lineages';
    • Under the Ancestors' Shadow: Chinese Culture and Personality , pp. 122
    • Hsu, F.L.K.1
  • 145
    • 0003967724 scopus 로고
    • London: London School of Economics Monographs on Social Anthropology
    • see Maurice Freedman, Chinese Lineage and Society: Fukien and Kwangtung (London: London School of Economics Monographs on Social Anthropology, 1971), p. 21.
    • (1971) Chinese Lineage and Society: Fukien and Kwangtung , pp. 21
    • Freedman, M.1
  • 150
    • 33845754811 scopus 로고    scopus 로고
    • note
    • General Li passed away in December 2000. I was conducting fieldwork in northern Thailand at that time, and had the chance to observe the funeral, which lasted for more than two weeks. It was touching to see many of his former followers, who were also elderly, coming to 'keep him company' everyday until the burial took place.
  • 155
    • 0003543952 scopus 로고    scopus 로고
    • This neglect is also found in the studies of gift exchange, as pointed out by Yan in The Flow of Gifts. It should be mentioned that although studies of leadership put much stress on the cultivation of devotion and loyalty among the followers, they often concentrate on the leader's manipulation of the latter. This is different from the mutual emotional attachment discussed here. For a prominent example of studies of leadership, see Bailey, Humbuggery and Manipulation.
    • Humbuggery and Manipulation
    • Bailey1
  • 162
    • 85139656726 scopus 로고    scopus 로고
    • Chinese transnationalism as an alternative modernity
    • Nonini and Ong ed.
    • Donald M. Nonini and Aihwa Ong, 'Chinese Transnationalism as an Alternative Modernity', in Nonini and Ong ed., Ungrounded Empires, p. 3.
    • Ungrounded Empires , pp. 3
    • Nonini, D.M.1    Ong, A.2


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